Forms & Documents

Personal Information Collection Statement - Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime

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Taxable Product List of US Public Traded Partnerships Securities (USPTP)

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Internet Trading System

Web Trading (Go.Portal) User Manual

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Two Factor Authentication

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Electronic Document System (e-Doc)

FAQ

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Securities Account Opening

NEW（new）Terms and Conditions for Trading Account

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Individual Client - Account Opening Form

─ Individual Client (Cash / Margin / Futures)

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─ Instructions For Joint Account

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─ Written declaration of Chinese Mainland Investor

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Corporate Client - Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

Download

─ Board Resolution

Download

Professional Investor - Individual Account Opening Form

─ Individual Client (Cash / Margin / Futures)

Download

─ Declaration of Professional Investor (Individual)

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─ Written declaration of Chinese Mainland Investor

Download

Professional Investor - Corporate / Institutional Account Opening Form

─ Corporate Account (Cash / Margin / Futures)

Download

─ Institutional Account (Cash / Margin / Futures)

Download

─ Declaration of Professional Investor (Corporate / Institutional)

Download

Other Account Opening Form

─ Checklist for Account Opening Document (Corporate AC)

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─ Tax Residency Self-Certification Form – Controlling Person

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─ Tax Residency Self-Certification Form – Entity

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─ Tax Residency Self-Certification Form – Individual

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─ Tax Residency Self-Certification Form – Appendix

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General Info

Deposit Methods

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Charges

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Individual Client Information Update Form

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Corporate Client Information Update Form

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Personal Information Collection Statement - Hong Kong Investor Identification Regime and the Over-the-counter Securities Transactions Reporting Regime